Understanding the Strategic Roles of Backup and Archiving in Achieving Compliance, Continuity, and Long-Term Data Preservation
In today’s data-driven life science industry, safeguarding data is not just a matter of IT hygiene—it’s a regulatory imperative. Whether you're managing sensitive clinical trial results, electronic lab notebooks (ELNs), or regulatory submission files like eCTDs, your data protection strategy must be both technically robust and compliant with global regulations. Two essential components of this strategy are backup and archiving. Though they are often conflated, they serve fundamentally different purposes, follow distinct principles, and fulfil unique roles in compliance and risk management.
In this article, we will examine the difference between backup and archive, explore their respective use cases in regulated environments, and explain why adopting a dual strategy is not optional—but essential.
Understanding the Core Differences
At a glance, both backup and archive involve storing data. But a closer look reveals divergent goals and mechanisms.
Feature | Archive | Backup |
Purpose | Long-term preservation of historical/ regulatory data | Short-term recovery of active data |
Data Type | Immutable, finalized datasets | Active, often changing datasets |
Access Frequency | Rare, but needed over years | Frequent, typically used for recovery |
Regulatory Relevance | Must meet compliance standards (e.g., GLP, GMP, FDA) | Not subject to direct regulatory oversight |
Storage Strategy | Indexed, often compressed for long-term retrieval | Scheduled full or incremental backups |
Changeability | Unchangeable, audit-trailed | Overwritten or updated frequently |
Storage Medium | Long-term media (WORM, cloud archive, optical) | Fast-access storage (HDDs, SSDs, cloud backups) |
Deletion Policy | Based on defined retention periods (10–30+ years) | Overwritten regularly (e.g., every 30–90 days) |
Understanding these differences is vital for any life science organization operating under Good Laboratory Practice (GLP), Good Manufacturing Practice (GMP), or FDA 21 CFR Part 11 compliance.
When to Use an Archive: The Case for Immutable Long-Term Storage
Archives are designed for one purpose: long-term, immutable storage of data that must be preserved in its original form—often for regulatory, scientific, or legal reasons.
Key Use Cases
• GLP/GMP Documentation: Storage of raw data, study reports, certificates, and audit records, which must remain accessible and unaltered for inspection by authorities.
• Pharmaceutical and Clinical Research: Preservation of trial data and agency communications—sometimes for up to 30 years.
• Regulatory Submissions: eCTD and eTMF records that support drug approval processes and must remain intact.
• Scientific Recordkeeping: Storage of verified results and publications that support product claims or patents.
Compliance Considerations
Archives must support features such as:
• Digital signatures
• Audit trails
• Tamper-proof storage (e.g., WORM—Write Once, Read Many)
• Defined retention and deletion policies
For example, under FDA 21 CFR Part 11 and EU Annex 11, the archived data must be reproducible in its original format and protected against unauthorized alteration or deletion. A biopharma company might be required to retain GLP study data for 15 years to support an FDA audit.
When to Use a Backup: The Safety Net for Active Operations
While archives ensure compliance, backups ensure business continuity. Backups are snapshots of active data that can be restored quickly in the event of a failure or disaster.
Key Use Cases
• System Crashes and Hardware Failures: Reinstating LIMS, ELNs, and IT systems following server crashes or storage corruption.
• Cyberattacks and Ransomware: Recovery from unauthorized access or malicious encryption.
• Human Error: Rollback from accidental deletions or incorrect data overwrites.
• Daily Operational Security: Protection of working datasets often updated daily or weekly.
Backup Strategies
Effective backup routines typically involve:
• Frequency: Daily, weekly, or monthly backups, depending on criticality.
• Rotation: Reuse or overwrite after a defined period (e.g., 30–90 days).
• Redundancy: On-site and off-site copies for disaster recovery (DR).
For instance, a research laboratory may back up their LIMS every 24 hours. After 30 days, the oldest version is automatically purged unless otherwise flagged.
The Ideal Strategy: Why You Need Both
It’s not a matter of choosing between archive and backup. Rather, it’s about designing a data lifecycle that incorporates both—each playing a complementary role.
Benefits of a Dual Approach
• Backup provides fast access and short-term security.
• Archive delivers long-term retention and regulatory certainty.
Together, they ensure:
o Continuous data availability
o Full regulatory traceability
o Audit-readiness
o Minimal data loss risk
Real-World Example
Imagine a GLP-certified lab working on multiple projects. It performs:
• Daily Backups: Capturing current experiment data, which supports recovery in case of IT issues.
• Archival Transfers: Upon study completion, final reports and data are exported to an audit-secure, Part 11-compliant archive.
This setup ensures that even if a ransomware attack cripples operations, current backups restore functionality, and archives retain regulatory data safely out of reach.
Why This Matters More Than Ever
As regulatory scrutiny intensifies and digitalization accelerates in life sciences, data integrity has emerged as a non-negotiable pillar of compliance. Authorities like the FDA, EMA, and WHO require organizations to demonstrate traceability, authenticity, and security of electronic records.
Furthermore, the cost of data breaches, audit failures, or incomplete submissions is rising. A 2023 survey by Ponemon Institute revealed that the average cost of non-compliance in regulated industries reached $14.8 million annually.
Having a dual backup and archive strategy is no longer just a recommendation—it’s an industry standard.
How biomedion Supports You
At biomedion, we specialize in intelligent data management solutions tailored for regulated environments. Our platform seamlessly integrates:
• Automated backup solutions with quick restore functionality
• GLP/GMP-compliant archival systems with audit trails, immutability, and long-term access
• Modular scalability, enabling you to adapt to growing data volumes and compliance demands
Whether you manage clinical studies, operate a pharmaceutical manufacturing site, or coordinate multi-centre trials, biomedion ensures that your data is protected, compliant, and ready for inspection.
Conclusion
In summary:
• Backups are your first line of defence against data loss.
• Archives are your assurance of long-term compliance.
• Combining both provides the only viable solution for regulated life science data environments.
If you're still relying on ad hoc storage systems or unclear about the status of your compliance, it’s time to act. A well-defined, dual-layered strategy isn't just about data security—it's about business continuity, reputational integrity, and regulatory survival.
References:
- Bundesamt für Sicherheit in der Informationstechnik (BSI) Datensicherung – wie geht das?
https://www.bsi.bund.de/DE/Themen/Verbraucherinnen-und-Verbraucher/Informationen-und-Empfehlungen/Cyber-Sicherheitsempfehlungen/Daten-sichern-verschluesseln-und-loeschen/Datensicherung-und-Datenverlust/Datensicherung-wie-geht-das/datensicherung-wie-geht-das_node.html - FDA – Title 21 CFR Part 11 Electronic Records; Electronic Signatures
https://www.ecfr.gov/current/title-21/chapter-I/subchapter-A/part-11 - European Medicines Agency (EMA) Guideline on computerised systems and electronic data in clinical trials https://www.ema.europa.eu/en/documents/regulatory-procedural-guideline/guideline-computerised-systems-and-electronic-data-clinical-trials_en.pdf